Chapter 11 Phonological Changes
Chapter 11
Phonological Changes(contin.)
i-Umlaut
11.1. The most regular and widespread form of assimilation to occur in OE is that called i-umlaut1 (or i-mutation). It affects most of the stressed radical or base vowels, and, as the name implies, the change is due to a high-front vowel or semivowel [i:, i, j] in the following syllable, which, by anticipation, draws the base vowel upward and/or forward toward the high-front position. (It occurred during PrehOE but after Breaking.)
11.2. Rule: A stressed base vowel is moved toward high-front position (palatalized) by , i, or j occurring in the following syllable. Thus:
a | (or o) before nasal | ˃ | e | ||
æ | (˂PrehOE a) | ˃ | e | ||
ū | ˃ | ȳ | |||
u | ˃ | y | |||
ō | ˃ | ē | |||
o | ˃ | e | |||
ā | (˂Gmc ai) | ˃ | ǣ | ||
ēa ēo īo | } | ˃ | īe, later ī (in LWS often sp. ȳ | ||
ea eo io | } | ˃ | ie, later i (in LWS often sp. y) |
Diagram 5

High-Front
i, ī, or j |
Note 1: The vowels ī, i, being already high-front, are not affected by i-umlaut. The change of e ˃ i had already occurred in PrimGmc; its effects may be seen in the early stage of all Gmc languages.
Note 2: The ī, i, once they have caused umlaut, are later for the most part either changed to e, or lost (see examples following); the j retained only after r, is there spelled i. After a long syllable, final i was lost. (A syllable is long if it contains a long vowel or diphthong ̶ one marked with a macron: ¯, or if it contains a short vowel or diphthong followed by more than one consonant. All other syllables are short. See further p. 276, n. 23.)
Examples:
æ | ˃ e | : | *hærjan | ˃ | herian, to raid; | *mæti | ˃ | mete, meat |
a/o | ˃ e | : | *monni | ˃ | menn, dat.sg. to a man; | *wandian | ˃ | wendan, to turn |
ā | ˃ ǣ | : | *dāli | ˃ | dǣl, share; | *hāljan | ˃ | hǣlan, to heal |
ō | ˃ ē | : | *dōmian | ˃ | dēman, to deem; | *tōði | ˃ | tēð, teeth |
o | ˃ e | : | *morgin | ˃ | mergen, morrow; | *dohtri | ˃ | dehter, to a daughter |
ū | ˃ ȳ | : | *cūðian | ˃ | cȳðan, to inform; | *mūsi | ˃ | mȳs, mice. |
u | ˃ y | : | *cuning | ˃ | cyning, king; | *buggjan | ˃ | bycgan, to buy |
ea, īo, etc. | ˃ īe, ie | : | *ealdira | ˃ | ieldra; | *frīondi | ˃ | frīend. |
Exercise. Write out the EWS forms which would result from i-umlaut of the following PrehOE forms (including the changes mentioned in Note 2).
- *flāsci
- *slægi
- *huldi
- *līohtjan
- *sandjan
- *hæti
- *brūdi
- *hwearfjan
- *sættjan
- *wurmi
- *lārjan
- *bandjan
- *bōci
- *frammjan
- *hæfig
_ _ | _ _ |
u-o-a-Umlaut
11.3. Rule: The stressed base vowels æ, e, i, if followed by a single consonant, are diphthongized by (back vowels) coming in the following syllable. (This process operated uniformly in the Mercian and Kentish dialects, irregularly in WS.)
Examples:
*æfora | ˃ | eafora, | heir; | *ælu | ˃ | ealu, | ale | |
*werold | ˃ | weorold, | world; | *gelu | ˃ | geolu, | yellow | |
*wita | ˃ | wiota, | wise man; | *clipode | ˃ | cliopode | (˃ cleopode), | cried out. |
But: | WS | hafoc | ̶ | Merc. | heafoc, | hawk | ||
WS | medu | ̶ | Kent. | meodu, | mead | |||
WS | sinu | ̶ | Kent. | sionu, | sinew |
Note 3: Phonetically, this change exactly parallels Breaking (8.1): the same vowels change into the same diphthongs. This time, however, the back sound which led to the intrusion of the glide was a vowel.
Translation: Luke VIII, 4-8
Sōþlīce þā micel menigu cōm and of þām ceastrum tō him efeston. Hē sǣde heom ān bīspell.
Sum mann his sǣd sēow. Ðā hē þæt sēow, sum fēoll wið þone weg and wearð fortreden. And heofenes fuglas hit frǣton.
And sum fēoll ofer þone stān and hit forscranc for þām þe hit wǣtan næfde.
And sum fēoll on þā þornas and þā þornas hit forþrysmodon.
And sum fēoll on gōde eorðan and worhte hundfealde wæstm.
Ðā clipode hē and cwæð, "Gehīere sē ðe ēaran hæbbe."
VOCABULARY
- bīspell, parable
- ceaster, city
- clipian, to call, speak
- ēare, ear
- efestan, to hasten
- fēoll, PastT of feallan, to fall
- forscrincan, to shrink up
- fortreadan, to tread down
- for þām (þe), because
- forþrysmian, to choke
- fugol, bird
- fretan, to devour
- gehīeran, to hear,listen
- hæbbe, Subjunc. of habban, to have
- hundfeald, hundredfold
- menigu, multitude
- micel, great, large
- of, from
- sēow, PastT of sāwan, to sow
- þā, then, when
- wæstm, increase, harvest
- wǣta, moisture
- wearð, pastT of weorðan, to become
- wið, against, beside
- worhte, PastT of wyrcan, to work, make, produce
FOOTNOTE
1German Umlaut = a sound which goes around (from one position of articulation to another).
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